Regulatory Information

Summary of UK regulatory permissions

Summary of regulatory permissions currently granted under the FCA’s jurisdiction:

In the UK

• Advising on investments (except Pension Transfers and Pension Opt-Outs)
  • Investment types:
    • certificates representing certain security
    • Debenture
    • Government and public security
    • Share
    • Unit
  • Customer type
    • Professional
  • Advising on P2P agreements
    • Customer type
      • Professional
  • Managing an unauthorised AIF (Alternative Investment Fund)

In the EEA

• Passporting Out
• Luxembourg
  • Investment Advice (under the AIMFD directive)
  • Management of AIFs (under the AIMFD directive)

Connected to

• Appointed Representatives & Agents
  • Deposit Doctor
  • Real Estate Bonding Ltd

FCA Regulation

View Electrum’s record of regulated activities on the FCA website